Trading, AI and The SEC with Chris Grobbel
Update: 2025-05-27
Description
In this episode of Robots and Red Tape, host Nick Schutt sits down with Chris Grobbel, a seasoned attorney with nearly a decade of experience at the SEC, to explore the transformative role of AI in financial markets. They dive into key themes, including AI’s use in customer communications, compliance, and data analytics, as well as its regulatory challenges, such as digital engagement practices and AI washing. Chris shares insights on how firms can adopt AI responsibly while navigating bureaucratic hurdles. Perfect for tech enthusiasts and defense professionals, this episode unpacks the intersection of innovation and regulation.
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